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Education Provisions Under the New 2001 Tax Law

August 2001

The Economic Growth and Tax Relief Reconciliation Act of 2000 offers significant tax reductions for most tax payers.  
However, in the Newsletter, I would like to highlight those particular items that relate to the education provisions in the 
new law that add to the education incentives already provided under our current tax law.

As we approach the fall of the year, it is especially of interest to all parents who have children either in high school or in college to become thoroughly familiar with these education provisions of this tax law.

1.  Modification of education IRAs.

The tax law currently allows a taxpayer to make nondeductible contributions to an Education IRA for the purpose of paying the future higher education expenses  (post secondary tuition, fees, books, supplies, and equipment) of a designated beneficiary.  Annual contributions to all Education IRAs for a beneficiary may not exceed $500 and may not be made after that beneficiary reaches age 18.  The $500 contribution limit  is phased out ratably for taxpayers with AGI between $95,000 and $110,000 ($150,000 to $160,000 for joint filers).  Taxpayers with AGI exceeding the higher amount are not allowed to contribute.  Education IRA distributions for qualified higher education expenses are excluded from income.  If distribution are greater than expenses in a year, then a portion of the distributing is subject to income tax plus a 10% additional tax penalty (some exceptions apply).  Distributions generally must be made by the time the beneficiary reaches age 30. 

Effective for tax years starting after 2001, the new law:

·         Increases the annual limit on contributions to an Education IRA to $2,000 per designated beneficiary.

·         Expands the definition of qualified education expenses to include expenses for qualified elementary and secondary school  (grades K-12; public, private, or religious) and to include certain room and board expenses, uniforms, computers, and extended day program costs.

·         Increases the contribution phase out range for single filers (I.e., to between $190,000  and $220,000 of AGI for joint filers).

·         Eliminates the age 18 restrictions on contributions for beneficiaries and the age 30 distribution rule in cases where a beneficiary has “special needs,” to be defined in regulations.

·         Clarifies that corporations and other entities (including tax-exempt organizations) may contribute to Education IRAs.

·         Coordinates the HOPE and Lifetime Learning Credits for education expenses with the exclusion for Education IRA distributions so there is no dual tax benefit for the same expenses.

·         Eliminates the 6% excise tax on Education IRA contributions are made to a qualified state tuition program on behalf of the same beneficiary.

2.        Qualified Tuition Programs.

Also called college savings plans or “Section 529 plans,” these state-sponsored tuition programs offer parents and other taxpayers a tax-favored means of funding a child’s future qualified higher education expenses.  Under current law, earnings accumulate tax deferred and generally are taxable to the beneficiary (rather than the parent or other person who established the plan) when funds are distributed to pay expenses or education benefits are received.  The beneficiary (or person allowed to claim the beneficiary as a dependent) may claim a HOPE or Lifetime Learning Credit for the tuition and related expenses paid with the distribution, if otherwise eligible.

For tax years starting after 2001 (unless noted), the new tax law:

·       1  Allows educational institutions (public or private) to sponsor prepaid tuition programs that satisfy the Section 529 requirements.

·        2 Makes distributions or education benefits received from qualified tuition received from qualified tuition programs excludable from income, starting in 2002 for state programs and in 2004 for qualified tuition programs maintained by an entity other than a state.

·        3 Coordinates this income exclusion with the HOPE and Lifetime Learning Credits so that the tax-free distribution cannot be used for the same expenses for which a credit is claimed.

·        4 Sets limits on the room and board allowance that may be paid with tax-free distributions.

·        5 Imposes, after 2003, a 10% additional tax penalty on Section 529 program distributions included in income. 

·        6 Allows tuition credits or other             amounts to be transferred tax free from one qualified tuition program to another qualified program for the same beneficiary.

·        7 Expands the definition of “member of the family” for purposes of inter-family changes of designated beneficiaries to include first cousins of the original beneficiary.

 

 

3.  Employer-Provided Educational Assistance.

Employer-paid educational expenses are generally deductible by the employer and are excludable from the employee’s income, up to $5,250 annually (if certain requirements are met).  The exclusion does not apply to graduate courses and is scheduled to expire with respect to undergraduate courses that start after December 31, 2001.  The new law extends the exclusion to graduate courses and makes the exclusion for undergraduate and graduate course permanent, effective for courses starting after 2001.

4.  Student Loan Interest Deduction.

Within limits, interest paid on qualified education loans is tax deductible.  The deduction, which may be claimed whether the taxpayer itemizes or not, is allowed for up to $2,500 of interest paid each year during the first 60 months in which interest payments are required.  Voluntary payments of interest do not qualify.  Eligibility for the deduction is phased out for taxpayers with AGI of $40,000 to $55,000 for unmarried taxpayers and $60,000 to $75,000 for joint filers (to be adjusted for inflation after 2002).  After 2001, the new law repeals the 60-month limit, as well as the restriction that voluntary interest payments are not deductible.  The income phase out ranges increase to $50,000 to $65,000 for unmarried taxpayers and to $100,000 to $130,000 for married couples filing jointly.

5.        Deduction for Higher Education Expenses.

In general, education expenses are not tax deductible.  (Certain exceptions exist — for example, if the education qualifies as an employee business expense.)  And, while the HOPE and Lifetime Learning Credits are available for qualifying expenses, in some cases a deduction for the expenses would provide a greater tax benefit.

Recognizing this, Congress included in the new law a new deduction for qualified higher education expenses (defined in the same manner as for the HOPE Credit) that are paid during the year.  The deduction may be claimed whether or not the taxpayer itemizes deductions.  However, no education expense deduction may be claimed in a year in which a HOPE or Lifetime Learning Credit has been claimed for the same student.  The maximum amount of the deduction — and the maximum income a taxpayer may have and still claim the deduction — is as follows:

 Those with AGI exceeding the maximums (and married –separate filers) may not claim any deduction. The deduction expires for tax years beginning after 2005.

 


Year

Maximum Deductions

Income Limit (AGI)

2002-2003

$3,000

Not exceeding $65,000($130,000 for joint filers )

2004

$4,000

Not exceeding $65,000 ($130,000 for joint filers)

2005

$2,000

Over $65,000 ($130,000 for joint filers) but not exceeding $80,000 ($160,000 for joint filers)

 

 

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Copyright © 2001 T. Dennis Connally, Consultant, P.C., Certified Public Accountant  All rights reserved.
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